HIPAA
THE COLE CENTER
Notice of Policies and Practices to Protect the Privacy of Your Health Information
THIS NOTICE DESCRIBES HOW MENTAL HEALTH AND MEDICAL INFORMATION
ABOUT YOU MAY BE USED AND DISCLOSED AND HOW YOU CAN GET ACCESS TO
THIS INFORMATION. PLEASE REVIEW IT CAREFULLY.
I. Uses and Disclosures for Treatment, Payment, and Health Care Operations
We, the therapists at The Cole Center, a group of mental health therapists who operate independent practices, but
consult with each other for quality care purposes), may use or disclose your protected health information (PHI), for
treatment, payment, and health care operations purposes in most instances without your consent under HIPAA, but
we will obtain consent in another form for disclosing PHI for other reasons, including disclosing PHI outside of this
practice, except as otherwise outlined in this Policy. In all instances we will only disclose the minimum necessary
information in order to accomplish the intended purpose. To help clarify these terms, here are some definitions:
“PHI” refers to information in your health record that could identify you.
“Treatment, Payment and Health Care Operations”
– Treatment is when we provide, coordinate or manage your health care and other services related to your
health care. An example of treatment would be when we consult with another health care provider, such as
your family physician or another therapist.
– Payment is when we obtain reimbursement for your healthcare. Examples of payment are when we
disclose your PHI to your health insurer to obtain reimbursement for your health care or to determine
eligibility or coverage, which would include an audit.
– Health Care Operations are activities that relate to the performance and operation of our practice.
Examples of health care operations are quality assessment and improvement activities, business-related
matters such as audits and administrative services, and case management and care coordination.
“Use” applies only to activities within our practice group, such as sharing, employing, applying, utilizing,
examining, and analyzing information that identifies you.
“Disclosure” applies to activities outside of our practice group, such as releasing, transferring, or providing
access to information about you to other parties.
II. Uses and Disclosures Requiring Authorization
We may use or disclose PHI for purposes outside of treatment, payment, and health care operations when your
appropriate authorization is obtained. An “authorization” is written permission above and beyond the general
consent that permits only specific disclosures. In those instances when we are asked for information for purposes
outside of treatment, payment and health care operations, we will obtain an authorization from you before releasing
this information, including uses and disclosures of PHI for marketing purposes, and disclosures that constitute a sale
of PHI. Examples of disclosures requiring an authorization include disclosures to your partner, your spouse, your
children and your legal counsel. Any disclosure involving psychotherapy notes, if any of us maintain them, will
require your signed authorization, unless we are otherwise allowed or required by law to release them. You may
revoke an authorization for future disclosures, but this will not be effective for past disclosures which you have
authorized.
III. Uses and Disclosures Requiring Neither Consent nor Authorization
We may use or disclose PHI without your consent or authorization as allowed by law, including under the following
circumstances:
Serious Threat to Health or Safety: If we believe that you pose a clear and substantial risk of imminent
serious harm, or a clear and present danger, to yourself or another person we may disclose your relevant
confidential information to public authorities, the potential victim, other professionals, and/or your family in
order to protect against such harm. If you communicate to us an explicit threat of inflicting imminent and
serious physical harm or causing the death of one or more clearly identifiable victims, and we believe you have
the intent and ability to carry out the threat, then we may take one or more of the following actions in a timely
manner: 1) take steps to hospitalize you on an emergency basis, 2) establish and undertake a treatment plan
calculated to eliminate the possibility that you will carry out the threat, and initiate arrangements for a second
opinion risk assessment with another mental health professional, 3) communicate to a law enforcement agency
and, if feasible, to the potential victim(s), or victim's parent or guardian if a minor, all of the following
information: a) the nature of the threat, b) your identity, and c) the identity of the potential victim(s). We will
inform you about these notices and obtain your written consent, if we deem it appropriate under the
circumstances.
Worker’s Compensation: If you file a worker’s compensation claim, we may be required to give your mental
health information to relevant parties and officials.
Felony Reporting: We may be required or allowed to report any felony that you report to us that has been or is
being committed.
For Health Oversight Activities: We may use and disclose PHI if a government agency is requesting the
information for health oversight activities. Some examples could be audits, investigations, or licensure and
disciplinary activities conducted by agencies required by law to take specified actions to monitor health care
providers, or reporting information to control disease, injury or disability.
For Specific Governmental Functions: We may disclose PHI of military personnel and veterans in certain
situations, to correctional facilities in certain situations, and for national security reasons, such as for protection
of the President.
For Lawsuits and Other Legal Proceedings: If you are involved in a court proceeding and a request is made
for information concerning your evaluation, diagnosis or treatment, such information is protected by law. We
cannot provide any information without your (or your personal or legal representative’s) written authorization,
or a court order and at times an administrative subpoena, unless the information was prepared for a third party.
If you are involved in or contemplating litigation, you should consult with your attorney to determine whether a
court would be likely to order us to disclose information. If a patient files a complaint or lawsuit against us, we
may disclose relevant information regarding that patient in order to defend ourselves.
Abuse, Neglect, and Domestic Violence: If we know or have reason to suspect that a child under 18 years of
age or a developmentally disabled or physically impaired child under 21 years of age has suffered or faces a
threat of suffering any physical or mental wound, injury, disability, or condition of a nature that reasonably
indicates abuse or neglect of the child or developmentally disabled individual under 21, the law requires that we
file a report with the appropriate government agency, usually the County Children Services Agency. Once such
a report is filed, we may be required to provide additional information. If we have reasonable cause to believe
that a developmentally disabled adult, or an elderly adult in an independent living setting or in a nursing home
is being abused, neglected, or exploited, the law requires that we report such belief to the appropriate
governmental agency. Once such a report is filed, we may be required to provide additional information. If we
know or have reasonable cause to believe that a patient or client has been the victim of domestic violence, we
must note that knowledge or belief and the basis for it in the patient’s or client records.
To Coroners and Medical Examiners: We may disclose PHI to coroners and medical examiners to assist in
the identification of a deceased person and to determine a cause of death.
For Law Enforcement: We may release health information if asked to do so by a law enforcement official in
response to a court order, subpoena, warrant, summons or similar process, subject to all applicable legal
requirements.
Required by Law. We will disclose health information about you when required to do so by federal, state or
local law.
Public Health Risks. We may disclose health information about you for public health reasons in order to
prevent or control disease, injury or disability; or report births, deaths, non-accidental physical injuries,
reactions to medications or problems with products.
Information Not Personally Identifiable. We may use or disclose health information about you in a way that
does not personally identify you or reveal who you are.
Other uses and disclosures will require your signed authorization.
IV. Patient's Rights and Our Duties
Patient’s Rights:
Right to Request Restrictions and Disclosures–You have the right to request restrictions on certain uses
and disclosures of protected health information about you for treatment, payment or health care operations.
However, we are not required to agree to a restriction you request, except under certain limited
circumstances, and will notify you if that is the case. One right that we may not deny is your right to
request that no information be sent to your health care plan if payment in full is made for the health care
service. If you select this option then you must request it ahead of time and payment must be received in
full each time a service is going to be provided. We will then not send any information to the health care
plan for that session unless we are required by law to release this information.
Right to Receive Confidential Communications by Alternative Means and at Alternative Locations – You
have the right to request and receive confidential communications of PHI by alternative means and at
alternative locations. If your request is reasonable, then we will honor it.
Right to Inspect and Copy – You have the right to inspect or obtain a copy (or both) of PHI in our mental
health and billing records used to make decisions about you for as long as the PHI is maintained in the
record, except under some limited circumstances. If we maintain the information in an electronic format
you may obtain it in that format. This does not apply to information created for use in a civil, criminal or
administrative action or proceeding. We may charge you reasonable amounts for copies, mailing or
associated supplies under most circumstances. We may deny your request to inspect and/or copy your
record or parts of your record in certain limited circumstances. If you are denied copies of or access to
your PHI, you may ask that our denial be reviewed. Under certain circumstances where I feel, for clearly
stated treatment reasons, the disclosure of your record might have an adverse effect on you, I will provide
your records to another mental health therapist of your choice if that is allowable under state and federal
law.
Right to Amend – You have the right to request an amendment of PHI for as long as the PHI is maintained
in the record. We may deny your request, but will note that you made the request. Upon your request, we
will discuss with you the details of the amendment process.
Right to an Accounting – With certain exceptions, you generally have the right to receive an accounting of
disclosures of PHI, not including disclosures for treatment, payment or health care operations for records
on file for the past six years. On your request we will discuss with you the details of the accounting
process.
Right to a Paper Copy – You have the right to obtain a paper copy of the notice from us upon request, even
if you have agreed to receive the notice electronically.
Our Duties:
We are required by law to maintain the privacy of PHI, to provide you with this notice of our legal duties
and privacy practices with respect to PHI, and to abide by the terms of this notice.
We reserve the right to change the privacy policies and practices described in this notice and to make those
changes effective for all of the PHI we maintain.
If we revise our policies and procedures, which we reserve the right to do, we will make available a copy of
the revised notice to you on our website, if we maintain one, and one will always be available at our office.
You can always request that a paper copy be sent to you by mail.
In the event that we learn that there has been an impermissible use or disclosure of your unsecured PHI,
unless there is a low risk that your unsecured PHI has been compromised, we will notify you of this breach.
V. Complaints
If you are concerned that we have violated your privacy rights, or you disagree with a decision we make about
access to your records, you may file a complaint with us and we’ll consider how best to resolve your complaint.
Contact our Privacy Officer, listed below, if you wish to file a complaint with us. In the event that you aren’t
satisfied with our response to your complaint, or don’t want to first file a complaint with us, then you may send a
written complaint to the Secretary of the U.S. Department of Health and Human Services in Washington, D.C., 200
Independence Avenue S.W., Washington, D.C. 20201, Ph: 1-877-696-6775, or visiting
http://www.hhs.gov/ocr/privacy/hipaa/compliants/ . There will be no retaliation against you for filing a complaint.
VI. Effective Date:
This notice is effective as of September 30, 2024.
VII. Privacy and Security Officer – your therapist acts as his or her own Privacy and Security Officer. You may
contact him or her if you have any questions about any Privacy or Security Policies or if you wish to file a complaint
with the practice.
